Impact of Pluri-Lateral Free Trade Agreements on Innovation: Example of ASEAN

Authors

DOI:

https://doi.org/10.21512/jas.v11i1.7975

Keywords:

innovation, plurilateral free trade agreements, intellectual property rights, patents, trade-marks

Abstract

Innovation has been identified as a critical indicator for an economy to succeed in the fourth industrial revolution. Historically, some members of the Association of Southeast Asian Nations have been better known for violation of intellectual rights rather than their protection. However, this is changing as their economies develop and they have been better integrated into the global economy. Integration has been facilitated by their membership of the World Trade Organization and bilateral Free Trade Agreements (FTAs) between individual states and their trading parties. ASEAN has entered into plurilateral FTAs with some of its trade partners. A key element of these plurilateral FTAs is that most dedicate a Chapter on the protection of intellectual property rights. These clauses have two essential elements. Firstly, they set out the obligations of the parties to protect intellectual property rights and their commitment to seek membership of intellectual property treaties. Secondly, the parties undertake to assist the lesser developed members with improving their processes and procedures so that they can accede to appropriate treaties. The research analysed the impact of these multilateral FTAs on the protection of patents and marks by the individual ASEAN members.

Dimensions

Plum Analytics

Author Biographies

Nucharee Nuchkoom Smith, Department of Law, Faculty of Social Sciences, Kasetsart University, Thailand

Dr. Nucharee Nuchkoom Smith

Dr. Smith graduated with degrees in Law and Political Science in Thailand. She graduated with a Master of International Trade and Commerce Law and a PhD in International Trade Law in Thailand. Nucharee was an Assistant Professor in International Law at Walailak University, Thailand.   From 1997 to 2011, she was an Academic/Legal Officer to the Standing Committee on Foreign Affairs of the House of Representatives, Thailand. This occurred during one of the most turbulent periods in Thai parliamentary history. Her current research interests focus on international trade law.

Mark Perry, School of Law, University of New England, Australia

Prof. Mark Perry

Professor Perry has been Professor, Faculty of Law, University of New England, Armidale, Australia, since 2012, and Emeritus Professor of Computer Science and Law at the University of Western Ontario. He is an academic leader, legal professional and computer scientist with strong governance, management, coordination, and negotiation skills. Member of the Academic Board of the University of New England from 2013-2021, and Council Member and Chair of Board for three years. He is an experienced author, presenter, and speaker of over 200 publications in both law and technology, Advisor to governments, as well as expert opinions on law and technology.

References

Agreement Establishing the ASEAN-Australia-New Zealand Free Trade Area (AANZFTA Agreement) (entered into force 1 January 2010). UNTS No I-47529.

Agreement on Comprehensive Economic Partnership among Member States of the Association of Southeast Asian Nations and Japan (AJCEP), 2008, opened for signature March 2008. http://agreement.asean.org/

Agreement on Technical Cooperation between the Association of Southeast Asian Nations and The Government of Japan, 13 May 2019, Tokyo, Japan. https://asean.org/storage/2012/05/TCA_ASEAN.pdf

Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS Agreement). https://wipolex.wipo.int/en/text/190812

Animal Health and Breeding Development Law (Law No. 13 of 26 August 2020). (Myanmar).

ASEAN-Hong Kong, China Free Trade Agreement AHKFTA) (entered into force 11 June 2019). http://agreement.asean.org/

ASEAN Framework Agreement on Intellectual Property Cooperation Bangkok, Thailand, 15 December 1995. Governments of Brunei Darussalam, the Republic of Indonesia, Malaysia, the Republic of Philippines, the Republic of Singapore, the Kingdom of Thailand and the Socialist Republic of Vietnam. https://asean.org/‌‌‌‌‌‌?static_‌post=‌asean-framework-‌agreement-on-intellectual-property-cooperation-bangkok-thailand-15-december-1995.

ASEAN Secretariat. (2021a). ASEAN Intellectual Property Portal. https://www.aseanip.‌‌org‌‌‌/‌About.

ASEAN Secretariat. (2021b). Overview of ASEAN-Australia Dialogue Relations (ASEAN Secretariat Information Paper). https://asean.org/storage/Overview-of-ASEAN-Australia-DR_as-of-14-Jan-2021.pdf.

ASEAN Secretariat. (2021c). Overview of ASEAN-New Zealand Dialogue Relations (ASEAN Secretariat's Information Paper). https://asean.org/storage/Overview-ASEAN-New-Zealand-DR_as-of-14-Jan-2021.pdf.

Budapest Treaty on the International Recognition of the Deposit of Microorganisms for the Purposes of Patent Procedure (as amended on 26 September 26, 1980). WIPO Lex No. TRT/BUDAPEST/001.

Complementary Act of Stockholm (1967) (as amended on 28 September 1979). WIPO Lex No. TRT/PARIS/001.

Comprehensive and Progressive Agreement for Trans-Pacific Partnership (CPTPP) (entered into force 30 December 2018) [2018] ATS 23. https://‌www.‌mfat.‌govt.‌nz‌/‌en/‌‌‌trade/free-trade-agreements/free-trade-agreements-in-force/comprehensive-and-progressive-agreement-for-trans-pacific-partnership-cptpp/comprehensive-and-progressive-agreement-for-trans-pacific-partnership-text-and-resources/

Cornell University, INSEAD and WIPO (2020). Global Innovation Index 2020: Who Will Finance Innovation? 13th ed. Cornell University, INSEAD and WIPO.

Convention Establishing the World Intellectual Property Organization (as amended on 28 September 1979). WIPO Lex No. TRT/CONVENTION/001.

Department of Foreign Affairs and Trade (DFAT) (2021a). Regional Comprehensive Economic Partnership (RCEP). https://www.dfat.gov.au/trade/agreements/in-force/‌cptpp‌/‌‌comprehensive-and-progressive-agreement-for-trans-pacific-partnership.

Department of Foreign Affairs and Trade (DFAT) (2021b). Comprehensive and Progressive Agreement for Trans-Pacific Partnership (CPTPP.) https://www.dfat.gov.au/trade/agreements/in-force/cptpp/comprehensive-and-progressive-agreement-for-trans-pacific-partnership.

Emblems and Names (Prevention of Improper Use) Act (cap 94, as amended up to S 163/81). (Brunei Darussalam).

Emergency (Industrial Designs) Order, 1999. (Brunei Darussalam).

Emergency (Layout Designs) Order, 1999. (Brunei Darussalam).

EU-Singapore Free Trade Agreement (EUSFTA) (entered into force 21 November 2019). https://trade.ec.europa.eu/doclib/press/index.cfm?id=961.

Framework Agreement on Comprehensive Economic Cooperation Among the Governments of the Member Countries of the Association of Southeast Asian Nations and the Republic of Korea, Kuala Lumpur (entered into force 1 July 2006). http://agreement.asean.org/

Framework for Comprehensive Economic Partnership between the Association of Southeast Asian Nations and Japan (AJCEP), Bali, Indonesia, (entered into force 8 October 2003). http://agreement.asean.org/

Framework Agreement on Comprehensive Economic Co-operation Between the Association of South-East Asian Nations and the People's Republic of China (entered into force 1 July 2003). http://agreement.asean.org/

Framework Agreement on Comprehensive Economic Cooperation Between the Republic of India and the Association of Southeast Asian Nations (ASEAN-India RTIA) (entered into force 1 July 2004.) http://agreement.asean.org/

Geneva Act (1999). WIPO Lex No. TRT/HAGUE/006.

Geneva Act of the Lisbon Agreement on Appellations of Origin and Geographical Indications (as adopted on 20 May 2015). WIPO Lex No. TRT/LISBON/009.

Geographical Indications (Amendment) Act 2002. (Malaysia).

Geographical Indications Act 2000 (Act 602). (Malaysia).

Geographical Indications Act 2014 (Singapore, 2014 rev ed., as amended by the Intellectual Property (Dispute Resolution) Act 2019). (Singapore).

Hague Agreement Concerning the International Registration of Industrial Designs 1960 (entered into force 1 August 1984) (Hague Act). WIPO Lex No. TRT/HAGUE/003.

Human Rights Watch. (2021). Myanmar: Military Coup Kills Fragile Democracy.

https://www.hrw.org/news/2021/02/01/myanmar-military-coup-kills-fragile-democracy.

Industrial Design (International Registration) Rules, 2014. (Brunei Darussalam).

Industrial Designs Act 1996 (Act 552, as amended up to Act A1449). (Malaysia).

Industrial Designs Law (Law No. 2/2019). (Myanmar)

Intellectual Property Code of the Philippines (Republic Act No. 8293) (2015 Edition). (Philippines).

International Convention for the Protection of New Varieties of Plants (amended as at 19 March 1991). 150 UNTS 67.

International Treaty on Plant Genetic Resources for Food and Agriculture (ITPGRFA) (entered into force 29 June 2004). 2400 UNTS 303.

Landes, W. M., & Posner, R. A. (2003). The Economic Structure of Intellectual Property Law. [VitalSource Bookshelf version] Retrieved from vbk://9780674039919

Layout-Designs of Integrated Circuits Act 2000 (Act 601). (Malaysia).

Law Amending the Seed Law (Law No. 5) 2005. (Myanmar).

Law Concerning Marks, Trade Names and Acts of Unfair Competition (NS/RKM/0202/006) 2002. (Cambodia).

Law No. 20/2008/QH12 on Biodiversity. (Vietnam).

Law No. 36/2009/QH12 Amending and Supplementing a Number of Articles of the Law on Intellectual Property. (Vietnam).

Law No. 42/2019/QH14 amending the Law on Insurance Business and the Law on Intellectual Property. (Vietnam).

Law No. 50/2005/QH11 on Intellectual Property. (Vietnam).

Law on Amendments to the Law on Patents, Utility Models and Industrial Designs 2017. (Cambodia).

Law on Geographical Indications Act 2000 (2015) (Cambodia)

Law on Intellectual Property (Amended) (No. 38/NA) 2017. (Lao PDR).

Law on Patents, Utility Models and Industrial Designs (NS/RKM/0103/005) 2003. (Cambodia).

Law on Seed Management and Plant Breeder's Rights 2008. (Cambodia).

Law of the Republic of Indonesia No. 13 of 2016, on Patents. (Indonesia).

Law of the Republic of Indonesia No. 20 of 2016 on Trade-marks and Geographical Indications. (Indonesia).

Law of the Republic of Indonesia No. 29 of 2000 on Plant Variety Protection. (Indonesia).

Law of the Republic of Indonesia No. 30 of 2000 Regarding Trade Secret. (Indonesia).

Law of the Republic of Indonesia No. 31 of 2000 Regarding Industrial Designs. (Indonesia).

Law of the Republic of Indonesia No. 32 of 2000, Regarding Layout Designs of Integrated Circuits. (Indonesia).

Lighthizer, R. (2017). USTR Lighthizer Announces Results of Special 301 Out-of-Cycle Review of Thailand (Press Release). Executive Office of the President of the United States. https://ustr.gov/about-us/policy-offices/press-office/press-releases/2017/december/ustr-lighthizer-announces-results.

Lisbon Agreement for the Protection of Appellations of Origin and their International Registration (as amended on 28 September 28, 1979). WIPO Lex No. TRT/Lisbon/001.

Locarno Agreement Establishing an International Classification for Industrial Designs (as amended on 28 September 1979). WIPO Lex No. TRT/LOCARNO/001.

Lingard, K. & Perry, M. (2016). Innovation cartography and patentomics: Past, present and future. In M. Perry (Eds.), Global Governance of Intellectual Property in the 21st Century: Reflecting Policy Through Change (pp. 225-242). http://dx.doi.org/10.1007/978-3-319-31177-7_13

Madrid Agreement Concerning the International Registration of Marks (as amended on 28 September 1979). WIPO Lex No. TRT/MADRID-GP/001.

Memorandum of Understanding Between the Member States of the the Association of Southeast Asian Nations and the Government of the People's Republic of China on Cooperation in the Field of Intellectual Property (entered into force 21 December 2009). http://agreement.asean.org/

Merced, L. D. C. (2017). ‘Partners’ for change: Understanding the external relations of ASEAN. CIRSS Commentaries, 4(20). Foreign Service Institute.

Ministerial Regulation of Geographical Indications B.E. 2547 (2003). (Thailand).

Ministerial Regulation on the Application for Patent Protection to Implement the Patent Treaty Cooperation B.E. 2552 (2009). (Thailand).

Ministers’ Declaration on India’s Participation in the Regional Comprehensive Economic Partnership (RCEP) (2020). (Press statement 11 November 2020). https://www.dfat.gov.au/trade/agreements/not-yet-in-force/rcep/news/ministers-declaration-indias-participation-regional-comprehensive-economic-partnership-rcep.

Myanmar Traditional Medicine Council Law (Law No. 1/2019). (Myanmar).

New Plant Variety Protection Law (Law No. 29/2019). (Myanmar).

Nice Agreement Concerning the International Classification of Goods and Services for the Purposes of the Registration of Marks (as amended on 28 September 1979). WIPO Lex No. TRT/NICE/001.

Office of the United States Trade Representative (USTR). (2020). 2020 Special 301 Report. Executive Office of the President of the United States. https://ustr.gov/sites/default/files/2020_Special_301_Report.pdf.

Paris Convention for the Protection of Industrial Property (as amended on 28 September 1979). WIPO Lex No. TRT/PARIS/001.

Patent Act B.E. 2522 (1979) as amended by the Patent Act (No. 2) B.E. 2535 (1992) and the Patent Act (No. 3) B.E. 2542 (1999). (Thailand).

Patent Cooperation Treaty (PCT) (as modified on 3 October 2001). WIPO Lex No. TRT/PCT/001.

Patent Law Treaty (PLT) (entered into force 28 April 2005) (PLT). WIPO Lex No. TRT/PLT/001.

Patents Act (Singapore, cap 221, 1994 rev ed as amended up to the Intellectual Property (Dispute Resolution) Act 2019). (Singapore).

Patents Act 1983 (Act 291, as amended up to Act A1264). (Malaysia).

Patents Law (Law No. 7/2019). (Myanmar).

Patents Order, 2011. (Brunei Darussalam).

Patents Rules, 2012. (Brunei Darussalam).

Philippine Plant Variety Protection Act of 2002. (Philippines).

Plant Varieties Protection Act (Singapore, cap 232A, 2004 rev ed, as amended up to the Intellectual Property (Dispute Resolution) Act 2019). (Singapore).

Plant Varieties Protection Act B.E. 2542 (1999). (Thailand).

Plant Varieties Protection Order, 2015. (Brunei Darussalam).

Popova, M. (2016, February 16). Standing on the shoulders of giants: The story behind Newton’s famous metaphor for how knowledge progresses. The Marginalian. https://www.themarginalian.org/2016/02/16/newton-standing-on-the-shoulders-of-giants/

Protection and Promotion of Traditional Thai Medicinal Intelligence Act, B.E. 2542 (1999). (Thailand).

Protection of Geographical Indications Act B.E. 2546 (2003). (Thailand).

Protection of Layout-Designs of Integrated Circuits Act B.E. 2543 (2000). (Thailand).

Protection of New Plant Varieties Act 2004 (Act 634). (Malaysia).

Protocol Relating to the Madrid Agreement Concerning the International Registration of Marks (as amended to 12 November 2007). WIPO Lex. TRT/MADRIDP-GP/001.

Registered Designs Act (Singapore, cap 266, 2000 rev ed, as amended up to the Intellectual Property (Dispute Resolution) Act 2019). (Singapore).

Schwab, K. (2018). The Global Competitiveness Report 2018. World Economic Forum. http://www3.weforum.org/docs/GCR2018/05FullReport/TheGlobalCompetitivenessReport2018.pdf.

Seed Law Regulations 2016. (Myanmar).

Seed Ordinance No. 15/2004/PL-UBTVQH11. (Vietnam).

Singapore Treaty on the Law of Trademarks (entered into force 16 March 2009). WIPO Lex No. TRT/SINGAPORE/001.

Strasbourg Agreement Concerning the International Patent Classification (as amended on 28 September 1979). WIPO Lex No. TRT/STRASBOURG/001.

The ASEAN Intellectual Property Rights Action Plan 2016-2025: Meeting the Challenges of ‘One Vision, One Identity, One Community’ through Intellectual Property. (2016). Action Plan: ASEAN Working Group on Intellectual Property Cooperation (AWGIPC). https://www.aseanip.org/Portals/0/ASEAN%20IPR%20ACTION%20PLAN%202016-2025%20(for%20public%20use).pdf?ver=2017-12-05-095916-273.

The Regional Comprehensive Economic Partnership, Australia, Brunei Darussalam, Cambodia, China, Japan, Lao PDR, Malaysia, Myanmar, New Zealand, Philippines, Republic of Korea, Singapore, Thailand, Vietnam, signed 15 November 2020 (RCEP) (not yet in force). https://rcepsec.org/.

The Seed Law (Law No. 1/2011). (Myanmar).

Tijaja, J. (2019, 14 January). Assessment of ASEAN Readiness for the Fourth Industrial Revolution [Paper presentation]. Special Session on the Fourth Industrial Revolution in ASEAN, Bangkok, Thailand. https://drive.google.com/drive/u/0/folders/1y3Cxh6pP2kpSFTR-3crmY9uWIetQhe7r

Trade and Investment Framework Agreement between the United States and Thailand, signed and entered into force 23 October 2002.

Trade Marks Act (cap 98, 2000 rev ed). (Brunei Darussalam).

Trade Marks Act (Singapore, cap 332, 1998 rev ed, as amended up to the Intellectual Property (Dispute Resolution) Act 2019). (Singapore).

Trade Marks Act 2019 (Act 815). (Malaysia).

Trademark Act B.E. 2534 (1991) (as amended up to Trademark Act (No. 3) B.E. 2559 (2016). (Thailand).

Trademarks Law (Law No. 3/2019). (Myanmar).

Trademark Law Treaty (TLT) (1994). WIPO Lex No. TRT/TLT/001.

Trade Secrets Act B.E. 2545 (2002). (Thailand).

Trans-Pacific Partnership Agreement between the Government of Australia and the Governments of: Brunei Darussalam, Canada, Chile, Japan, Malaysia, Mexico, New Zealand, Peru, Singapore, United States of America and Vietnam (TPP), signed 4 February 2016, https://www.tpp.mfat.govt.nz/

United Nations. (2020). World Economic Situation Prospects: Statistical Annex. United Nations. https://www.un.org/development/desa/dpad/wp-content/uploads/sites/45/WESP2020_Annex.pdf.

United Nations Committee for Development Policy. (2021). List of Least Developed Countries. https://www.un.org/development/desa/dpad/wp-content/uploads/sites/45/publication/ldc_list.pdf.

Uruguay Round Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS Agreement) 1869 UNTS 299.

Washington Treaty on Intellectual Property in Respect of Integrated Circuits (1989). WIPO Lex No. TRT/WASHINGTON/001.

WIPO (2017). Innovation and Intellectual Property <https://www.wipo.int/ip-outreach/en/ipday/2017/innovation_and_intellectual_property.html>

WIPO (2021a). Member States. https://www.wipo.int/members/en/#22.

World Intellectual Property Organization. (2021). Global Innovation Index. WIPO. https://www.wipo.int/publications/en/series/index.jsp?id=129.

World Bank. (2021). Global Development Indicators by Country (to end of 2018). https://data.worldbank.org/

WTO. Trade Policy Reviews. https://www.wto.org/english/tratop_e/tpr_e/tpr_e.htm.

WTO (2013a). Trade Policy Review: Report by the Secretariat Viet Nam: Revision (4 November 2013) (WT/TPR/S/287/Rev.1).

WTO (2013b). Extension of the Transition Period under Article 66.1 for Least Developed Country Members. Decision of the Council for TRIPS of 11 June 013 (IP/C/40).

WTO (2015). Trade Policy Review: Report by the Secretariat Brunei Darussalam: Revision (7 April 2015) (WT/TPR/S/309/Rev.1).

WTO (2016). Trade Policy Review: Report by the Secretariat Singapore: Revision (9 November 2016) WT/TPR/S/343/Rev.1.

WTO (2018a). Trade Policy Review: Report by the Secretariat Cambodia: Revision 2 (27 March 2018) (WT/TPR/S/364/Rev.2).

WTO (2018b). Trade Policy Review: Report by the Secretariat Malaysia: Revision (25 May 2018) (WT/TPR/S/366/Rev.1).

WTO (2018c). Trade Policy Review: Report by the Secretariat Philippines: Revision (19 June 2018) (WT/TPR/S/368/Rev.1).

WTO (2020a). Trade Policy Review: Report by the Secretariat Lao People's Democratic Republic: Revision (2 June 2020) (WT/TPR/S/394/Rev.1).

WTO (2020b). Trade Policy Review: Report by the Secretariat: Indonesia (4 November 2020) (WT/TPR/S/401).

WTO (2020c). Trade Policy Review: Report by the Secretariat: Myanmar (21 December 2020) (WT/TPR/S/405).

WTO (2021). Trade Policy Review: Report by the Secretariat Thailand: Revision (18 January 2021) (WT/TPR/S/400/Rev.1.).

Downloads

Published

2023-06-19
Abstract 484  .
PDF downloaded 389  .